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Old 06-12-2011, 10:06 PM   #1
TheMisfortuneTeller
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Univeral Magic vs Transient Animist Factions

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Originally Posted by skip spence View Post
This isn't my subject but looking at our cultural history I imagine it's very hard to find a single human civilization or even tribe who hasn't got any religious beliefs, symbols, rituals, superstitions etc they share and find meaning in (obviously discounting modern secular states or where religion is officially shunned or forbidden like in the communist states).
Very hard, indeed, to find contemporary hunter-gatherer societies not exterminated by "the more advanced" animist civilizations. Hard, but not impossible. Hence, from Chapter IV of The Golden Bough: a Study in Magic and Religion, by Sir James George Frazer (http://www.bartleby.com/196/9.html):
"... among the aborigines of Australia, the rudest savages as to whom we possess accurate information, magic is universally practiced, whereas religion in the sense of a propitiation or conciliation of the higher powers seems to be nearly unknown. Roughly speaking, all men in Australia are magicians, but not one is a priest; everybody fancies he can influence his fellows or the course of nature by sympathetic magic, but nobody dreams of propitiating gods by prayer and sacrifice."
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Originally Posted by skip spence View Post
Yet in Middle Earth, among the peoples described in LotR, there hardly a sign of religiousness of any kind and no-one makes any reference to any divinity or lesser spirits, direct or indirect. Well, there's Faramir looking West before eating, but that's it, to my knowledge.
As a few other commentators have noted, Tolkien does include a few animist-sounding references to unseen spirits -- like the "Valar," etc. -- at various points in The Lord of the Rings, but nothing more significant than someone exclaiming "Holy Sh*t!" at the sudden appearance of a rampaging elephant (or Oliphaunt). More significantly, Tolkien does not follow up these exclamations with any detailed description of the supporting social institutions and ritual indoctrination that one would expect to permeate any overtly "religious" culture. Rather, we get numerous and significant episodes of "good" Magic versus "bad" Magic (i.e., Sorcery). For example:
They groped their way down the long flight of steps, and then looked back; but they could see nothing, except high above them the faint glimmer of the wizard's staff. He seemed to be still standing on guard by the closed door. ... Frodo thought he could hear the voice of Gandalf above, muttering words that ran down the sloping roof with a sighing echo. ...

Suddenly at the top of the stair there was a stab of white light. ... Gandalf came flying down the steps and fell to the ground in the midst of the Company.

"Well, well! That's over!" said the wizard struggling to his feet. "I have done all that I could. But I have met my match, and have nearly been destroyed." ...

... "What happened away up there at the door?" [Gimli] asked. "Did you meet the beater of the drums?"

"I do not know," answered Gandalf. "But I found myself suddenly faced by something that I have not met before. I could think of nothing to do but to try and put a shutting-spell on the door. I know many; but to do things of that kind rightly requires time, and even then the door can be broken by strength."

... "Then something came into the chamber -- I felt it through the door, and the orcs themselves were afraid and fell silent. It laid hold of the iron ring, and then it perceived me and my spell."

"What it was I cannot guess, but I have never felt such a challenge. The counter-spell was terrible. It nearly broke me. For an instant the door left my control and began to open! I had to speak a word of command. That proved too great a strain. The door burst to pieces. Something dark as a cloud was blocking out all the light inside, and I was thrown backwards down the stairs. All the wall gave way, and the roof of the chamber as well, I think."
Now, Tolkien could have written this scene differently, from an animist perspective, in which case the Balrog on one side of the door and Gandalf on the other side of the door each get down upon their respective knees imploring their respective invisible deity-spooks (Melkor or Iluvatar, respectively) to either open or shut the damned door for them. But Tolkien didn't write the scene that way, for which considerate mercy I have always felt profoundly grateful.

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Originally Posted by skip spence View Post
Why do you think this is?
As Frazer puts it, the belief in Magic precedes and underlies the later belief in Animism (essentially, magicians pushed into the invisible background to make room for the intercessor-middleman-priest). "This universal faith, this truly Catholic creed, is a belief in the efficacy of magic. While religious systems differ not only in different countries, but in the same country in different ages, the system of sympathetic magic remains everywhere and at all times substantially alike in its principles and practice. Among the ignorant and superstitious classes of modern Europe it is very much what it was thousands of years ago in Egypt and India, and what it now is among the lowest savages surviving in the remotest corners of the world."

Tolkien's magical mythology appeals to the deeper and more universal levels of the human psyche which persist stubbornly throughout human history regardless of the transient local dominance of various animist factions.
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Old 06-13-2011, 05:56 AM   #2
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Originally Posted by TheMisfortuneTeller View Post
Now, Tolkien could have written this scene differently, from an animist perspective, in which case the Balrog on one side of the door and Gandalf on the other side of the door each get down upon their respective knees imploring their respective invisible deity-spooks (Melkor or Iluvatar, respectively) to either open or shut the damned door for them. But Tolkien didn't write the scene that way, for which considerate mercy I have always felt profoundly grateful.
I don't think the actions of angelic spirits should be taken into account in this debate. Neither Gandalf nor the Balrog would have had any need for "prayer" in that circumstance. Being "divine" spirits of the Maia themselves, they were not of the Children of Ilúvatar, and had their own inherent powers. Elves and Men in fact reverenced the Maia in that respect, such as Ossë and Uinen.

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Originally Posted by TheMisfortuneTeller View Post
As Frazer puts it, the belief in Magic precedes and underlies the later belief in Animism (essentially, magicians pushed into the invisible background to make room for the intercessor-middleman-priest). "This universal faith, this truly Catholic creed, is a belief in the efficacy of magic. While religious systems differ not only in different countries, but in the same country in different ages, the system of sympathetic magic remains everywhere and at all times substantially alike in its principles and practice. Among the ignorant and superstitious classes of modern Europe it is very much what it was thousands of years ago in Egypt and India, and what it now is among the lowest savages surviving in the remotest corners of the world."
And all that is Frazer's opinion. Really, I don't see how that is relevant, unless one can show that Tolkien thought along the same lines.

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Originally Posted by TheMisfortuneTeller View Post
Tolkien's magical mythology appeals to the deeper and more universal levels of the human psyche which persist stubbornly throughout human history regardless of the transient local dominance of various animist factions.
Yet Tolkien did say:

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The Lord of the Rings is of course a fundamentally religious and Catholic work; unconsciously so at first, but consciously so in the revision.
Letter 142

The fact that the works do enjoy such popularity may have many reasons, but I don't think one can say a conscious rejection of religion was part of it.
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Old 06-13-2011, 07:23 AM   #3
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Originally Posted by Inziladun View Post
I don't think the actions of angelic spirits should be taken into account in this debate. Neither Gandalf nor the Balrog would have had any need for "prayer" in that circumstance. Being "divine" spirits of the Maia themselves, they were not of the Children of Ilúvatar, and had their own inherent powers. Elves and Men in fact reverenced the Maia in that respect, such as Ossë and Uinen.
I'll throw up another perspective, pushing Inziladun's perspective a bit. Now, I haven't read Osanwe-kenta, Tolkien's essay on telepathy in Middle Earth. From various tidbits and reviews I gather the following… Range is not a large factor. Both individuals communicating don't have to be overly powerful. The power of the stronger is far more important than the lesser. The telepathy works best if there is a bond of authority, familiarity or a sense of urgency.

This sounds like a plausible conduit for prayer.

The other factor, as Inziladun says, is that very strong beings have innate power. I would count Eru, the valar, the maia, those who have seen the Trees, those who have dwelt in the blessed lands, all elves to a lesser extent, and some Dúnedain as among those who have such power. These might to greater or lesser extent practice the Art, a use of their own innate ability to effect things outside themselves. The telepathy of Osanwe-kenta would be just one sort of such manipulation.

In this context, religious magic might come in two parts. The first is telepathy, as an individual communicates with a divine being. The second is the divine being using his innate ability in answer to the prayer. I see no reason to distinguish between Gandalf's wizardly magic and Elbereth taking action from Mount Everwhite save that Elbereth might need to be told that something needs her attention. One might ask how much range the Valar have when manipulating the world. It would have to be considerable, perhaps indefinite.

I see Tolkien's magic as taking on many aspects. Religion and wizardly magics are just two. One can go on to prophecy, oaths, curses, the undead, fate, the creation of enchanted items, weather, corruption and other elements. It would be nice to unite them, to see underlying themes where one sort of magic merges smoothly with the next.

Is the above way of seeing religious and wizardly magic as aspects of the same thing plausible?
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Old 06-13-2011, 09:25 AM   #4
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Originally Posted by The Misfortune Teller
Now, Tolkien could have written this scene differently, from an animist perspective, in which case the Balrog on one side of the door and Gandalf on the other side of the door each get down upon their respective knees imploring their respective invisible deity-spooks (Melkor or Iluvatar, respectively) to either open or shut the damned door for them. But Tolkien didn't write the scene that way, for which considerate mercy I have always felt profoundly grateful.
Agreed, if for no other reason then because having them get down to pray in the middle of an action-packed scene would have ruined the pace (a thing that irks me about clerics in D&D); but also because the Balrog broke Gandalf's spell, which if it was due to divine intervention rather than their respective innate power would imply that the Balrog's 'god' was stronger than Gandalf's, and I can't see Tolkien intending that.

(Can we, however, also agree that, whatever we may believe about our real world, from the immanent perspective of Tolkien's subcreated world Eru and the Valar were reality? Dismissing them as 'spooks' doesn't seem quite adequate.)
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Originally Posted by TMT
Tolkien's magical mythology appeals to the deeper and more universal levels of the human psyche which persist stubbornly throughout human history regardless of the transient local dominance of various animist factions.
Looking strictly at LotR, and leaving the Silmarillion and Tolkien's later theological/metaphysic writings (where Eru and the Valar figure much more prominently) out of the picture, yes. Even in LotR, there are hints of divine providence at work behind the scenes, but done very subtly and vaguely and avoiding any mention of specific systems of theology or worship (or 'animist factions').

About prayers to Elbereth or the Valar in general (which are about the only instances of overt religious behaviour in LotR that come to my mind), I doubt they would have to be told when their attention was needed, and I really can't see that any coercion was involved. (Frankly, the thought that e.g. Sam 'speaking in tongues' at Cirith Ungol would be able to coerce Elbereth feels rather ridiculous.) So what exactly was the point of prayer in Middle-earth? Maybe it was just a question of the praying person acknowledging "I can't cope with this on my own, I need help."

(To illustrate my point, my other favourite fantasy writer, Stephen R. Donaldson, wrote a short story Unworthy of the Angel from the pov of angel on a covert mission to save the soul of an artist who has made or is about to make a pact with the devil; the story derives its tension from the premise that the angel is powerless/forbidden to interfere openly until the person concerned, i.e. the artist, gives him permission by calling out for help. Maybe the Valar were under a similar restriction regarding the Younger Children in the Third Age?)
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Old 06-13-2011, 09:49 AM   #5
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(Can we, however, also agree that, whatever we may believe about our real world, from the immanent perspective of Tolkien's subcreated world Eru and the Valar were reality? Dismissing them as 'spooks' doesn't seem quite adequate.)
I'd second this. I am quite cynical about many real world religions, and was very cynical when I created my clerical and religious system for my D&D world. However, viewing Tolkien's works through the filter of a cynical view of religion in general isn't apt to get one close to the spirit of his works.

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(To illustrate my point, my other favourite fantasy writer, Stephen R. Donaldson, wrote a short story Unworthy of the Angel from the pov of angel on a covert mission to save the soul of an artist who has made or is about to make a pact with the devil; the story derives its tension from the premise that the angel is powerless/forbidden to interfere openly until the person concerned, i.e. the artist, gives him permission by calling out for help. Maybe the Valar were under a similar restriction regarding the Younger Children in the Third Age?)
The briefings the Valar gave to the five wizards might reflect this. The Istari were to work against Sauron, but were forbidden to use force or fear. I would strongly suspect the Valar had a similar code of behavior that limited their own actions.
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