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Old 04-12-2004, 01:19 PM   #1
Fordim Hedgethistle
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Pipe ‘Canonicity’: the Book or the Reader?

I’ve been noticing that most of the questions and debates that take place in this forum tend to turn on the idea of what Tolkien ‘intended’ when he wrote the books. That is, when it comes to something like the origin of orcs, or whether a particular character is a Maia or not, everyone goes scrambling to the various reference works to piece together the ‘truth’. More often than not, what happens is we find that Tolkien’s own writings are far from definitive and, even worse for those who desire absolute clarity, they sometimes are even contradictory (the origin of orcs being a good example; or, my personal fave and a perennial topic for heated discussion in these parts: do/can balrogs fly?).

It seems to me that this kind of an approach, while entertaining and extremely informative, tends to miss the point somewhat. Tolkien himself wrote in the Introduction to LotR that he “much prefers history, real or imagined.” Throughout his career as a creative writer, Tolkien saw himself as a historian who was ‘recovering’ these tales from a distant past. The historian can shape the narrative of history, but he or she cannot make that history. This only makes sense, I suppose, given that Tolkien was by training and temperament a philologist. He believed that the truth of any tale lies in its historical origins – more specifically, the historical origins of the words that have given rise to the tale.

Given this idea (which, again, was Tolkien’s own) of the writer-as-historian, then does this not mean that we – the readers – are not only able, but compelled, to seek always to reinterpret the tales from our own standpoint rather than continually try to figure out what the ‘first’ historian made of them? Tolkien can give us important clues and hints into the history and – more significantly – the moral fabric of Middle-Earth, as he was the world’s greatest expert on the material. But in the end, it’s up to the reader to really figure it out for him or herself. That’s, I think, the real strength of Middle-Earth over other imagined worlds: it’s open-ended and incomplete; it’s contradictory; it doesn’t make sense – it’s just like our own (primary) world.

The question that comes up out of all this (and if you’re still reading: thanks) is – how far can we go with our own re-interpretations of the works before we’re working ‘against’ them rather than ‘within’ them. I think it’s pretty fair to say that everyone here would agree that it’s at acceptable (even desirable) to interpret the women characters from a point of view that is more contemporary than Tolkien’s own. I think it’s also safe to say that we would all want to adopt an interpretation of the Dwarves that is radically different from Tolkien’s own (in a BBC broadcast recorded in 1971 he said that the Dwarves are “clearly the Jews”). But can we do something like criticize Gondor for maintaining an autocratic form of government (the King)? Are we allowed to re-interpret the Scouring of the Shire as the re-establishment of upper-class power (Frodo) after a successful revolution by the underclasses (albeit it supported by foreign insurgents)?

In a book that doesn’t really conclude, where does its truth end and our own begin?

Last edited by Fordim Hedgethistle; 04-13-2004 at 01:53 PM.
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